Members of the University community are encouraged to initiate compliance, ethical, and internal control related concerns directly with their supervisor, department chairs, deans, directors, or other members of the University administration.
If you have a compliance concern:
- Identify the concern(s).
- Review related policies, standards, required practices for guidance, and
- Discuss the concern with your supervisor, the compliance owner or co-owner.
- If you are not comfortable with step 3, consult with Nicole Goodman, University Compliance Manager.
- If you are not comfortable with step 4, follow the Reporting Improper Governmental Actions process.
If you have an ethics concern:
- Identify the concern(s).
- Review related policies, standards, required practices for guidance, and
- Discuss the concern with your supervisor, the compliance owner or co-owner.
- If you are not comfortable with step 3, consult with the University Ethics Officer.
If you are not comfortable with step 4, follow the Reporting Improper Governmental Actions process.
